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Recent SEC Filings by Insiders and Affiliates

 

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Expires:

January 31, 2005

Estimated average burden

hours per response

0.5

     

  

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

 

1. Name and Address of Reporting Person*

KAHN ALLEN

(Last)

(First)

(Middle)

 

7547 W. MANCHESTER AVE. #325

 

(Street)

LOS ANGELES

CA

90045

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CONCIERGE TECHNOLOGIES INC [ CNCG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X

Director

X

10% Owner

X

Officer (give title below)

 

Other (specify below)

Chairman

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2003

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

 

Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common

01/14/2003

01/15/2003

G

 

500,000

D

$0

24,488,135

D

 

Common

05/05/2003

05/06/2003

S

 

15,000

D

$0.0181

24,473,135

D

 

Common

05/07/2003

05/08/2003

S

 

50,000

D

$0.0181

24,423,135

D

 

Common

05/22/2003

05/23/2003

S

 

35,000

D

$0.0177

24,388,135

D

 

Common

07/07/2003

07/08/2003

S

 

30,000

D

$0.0223

24,358,135

D

 

Common

07/08/2003

07/09/2003

S

 

9,000

D

$0.0218

24,349,135

D

 

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conversion or Excercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

                               

 

Explanation of Responses:

 

 

Allen E. Kahn

10/10/2003

 

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0362

Expires:

January 31, 2005

Estimated average burden

hours per response

1.0

     

  

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

  

Form 3 Holdings Reported.

  

Form 4 Transactions Reported.

 

1. Name and Address of Reporting Person*

KAHN ALLEN

(Last)

(First)

(Middle)

 

7547 W. MANCHESTER AVE. #325

 

(Street)

LOS ANGELES

CA

90045

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CONCIERGE TECHNOLOGIES INC [ CNCG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X

Director

X

10% Owner

X

Officer (give title below)

 

Other (specify below)

Chairman

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
06/30/2003

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

 

Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

 

 

 

 

 

 

Amount

(A) or (D)

Price

 

 

 

 

 

 

Common

01/14/2003

01/15/2003

G5

500,000

D

$0

24,388,135

D

 

 

 

 

 

 

 

Common

05/05/2003

05/06/2003

S5

15,000

D

$0.0181

24,388,135

D

 

 

 

 

 

 

 

Common

05/07/2003

05/08/2003

S5

50,000

D

$0.0181

24,388,135

D

 

 

 

 

 

 

 

Common

05/22/2003

05/23/2003

S5

35,000

D

$0.0177

24,388,135

D

 

 

 

 

 

 

 

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conversion or Excercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

                             

 

Explanation of Responses:

 

 

Allen E. Kahn

10/10/2003

 

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.